SEC and NFA Announce Memorandum of Understanding to Further Harmonize Regulatory Coordination
This is an official press release from the SEC, a US federal body whose publications are in the public domain. The summary below is reproduced with attribution; read the complete release on the SEC website.
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The Securities and Exchange Commission and National Futures Association (NFA) today announced that they have entered into a Memorandum of Understanding (MOU) to enhance their cooperation, coordination, and information sharing in areas of common…
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The Securities and Exchange Commission and National Futures Association (NFA) today announced that they have entered into a Memorandum of Understanding (MOU) to enhance their cooperation, coordination, and information sharing in areas of common regulatory interest.
Source: SEC (public domain). The Finance Monk reproduces this with attribution and links to the original. Informational only — not financial, tax, or legal advice.
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